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Job Title: Compliance | Fund Administration | Dublin
Location: Dublin
Position Type: Contract
Ref: KWComp
Pay range: N.A./Neg
Date Added: 11-05-2018
Last Updated: 11-05-2018

Description:
Compliance | Fund Administration | Dublin

A global investment firm and market leader in gender advancement and technology is keen to add some new faces to their Compliance function with a view to long term integration into the business.

Reporting directly to Head of Compliance, your remit will relate to the organisation’s Irish entities specifically.

A little about the job

As a key member of an advisory team, you’ll be performing a controlled function with regular interaction with both regulator and c-level suite working on Fund Administration in addition to Trustee and Depositories.

A hands-on role with plenty of scope, you’ll work from a shared mailbox handling day to day queries from internal departments and/or regulators around governance forms, committees, etc. in addition to assisting with implementing and analysing regulatory change

You won’t have any direct reports (this is very much an independent role) but you’ll lend your experience and direction to more junior colleagues from time to time

Assigned multiple business areas, you’ll ensure they comply with contemporary regulations and group policies in tandem with department managers.
Actively pursuing process improvements in collaboration with various departments including related documentation around control changes.
Maintaining industry knowledge around recent and upcoming legislative changes which will impact the business ‑ and assisting departments in preparation for these developments.
Project work around compliance culture and controls.
Review and assessment of controls in respect of legislation, regulatory changes, and group policy and procedures and guiding the wider business in process improvements around these
Preparation of risk reviews and controls gap analysis.
Relationship management in respect of regulators, legislative bodies, and senior management; keeping lines of communication open, active, and responsive in terms of compliance activities and reports.
A little about you

Experience within Fund Administration or Investment Banking is absolutely essential and ideally, in a compliance capacity ‑ AML is performed by an entirely different section and thus, is not considered relevant for this particular role.

The finer detail on requirements

At least 2 years’ experience within Fund Administration / Investment Banking
Circa 7+ years’ work experience in Financial Services, Audit, or Compliance
Global firm experience
Outsourcing experience a desirable


Job Classification

Categories: Legal & Compliance
Funds
Funds -> Fund Administration/Custody
 

Contact Details

Posting Company: Quest Recruitment
Contact Name: Kieron Ward
Apply For This Job: Click Here
Company Profile: If you are interested in making this position yours, please contact Kieron on 01 676 0505, click apply below

Voted Best in Practice Accounting & Finance 2017, 2015, 2013 & 2012, Quest is a team of experienced and professional Financial Recruiters dedicated to recruiting Financial Services Professionals. Our reputation for consistent delivery and extensive industry knowledge is second to none. We continue to look to the future; striving to improve continuously on our quality of service and passion for delivery.


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