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Job Title: Senior Compliance Consultant AVP
Location: Dublin
Position Type: Full Time
Ref: EH020722
Date Added: 03-07-2018
Last Updated: 03-07-2018

This is a fantastic opportunity for a motivated compliance professional looking to develop their career in an asset management based compliance function within a global wealth management company in Dublin 2.

You will report remotely to the Head of Compliance in London and the role will have a focus on distribution activity. In this role you will provide with technical research and consultation to support compliance programs and activities in EMEA with a focus on the broader global framework.


Consultation to support compliance programs and initiatives
Provide efficient regulatory and compliance advice to business partners on regulatory requirements
Distribution - Review of marketing materials to support cross-border sales activity
Support regulatory inquiries and examinations
Assist in the development of compliance frameworks and related policies
Development and implementation of training programs with SMEs and Corporate Compliance team
Providing ad-hoc project support as required
Provide back up support to the wider compliance team as and when required, including guidelines monitoring.
Attendance and reporting to various committees

Required Skills: Detailed and working knowledge of International regulations e.g. MiFID II, UCITS, SEC
Working knowledge of cross-border marketing rules
Strong background in and understanding of investment management products and services with in depth understanding of securities, cash and derivatives market instruments
Experience: Minimum 4-5 years’ experience in an asset management/consultancy compliance background
Proven experience in advising and/or monitoring of asset management business
Prior experience in the interpretation and analysis of complex investment management agreements, investment management guidelines, and industry standards e.g. IMMFA, Money Market Funds

Job Classification

Categories: Legal & Compliance

Contact Details

Posting Company: Quest Recruitment
Contact Name: Evelyn Hanlon
Apply For This Job: Click Here
Company Profile: If you are interested in making this position yours, please contact Evelyn on 01 676 0505, click apply below

Voted Best in Practice Accounting & Finance 2017, 2015, 2013 & 2012, Quest is a team of experienced and professional Financial Recruiters dedicated to recruiting Financial Services Professionals. Our reputation for consistent delivery and extensive industry knowledge is second to none. We continue to look to the future; striving to improve continuously on our quality of service and passion for delivery.

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